IPO dates are sourced from SEC filings, press releases, roadshow presentations, NASDAQ, NYSE and others. . There is no guarantee of any industry impact at all, but this could be a positive factor for ALPPs competitiveness in the drone industry going forward. The technology on these drones is impressive, but so is the personnel that comes with it. Additional information about Synaptogenix, Inc. may be found on its website:www.synaptogen.com. These forward-looking statements are based on currently available competitive, financial and economic data and our operating plans. In November 2020, ALPP bought Impossible Aerospace, which makes long-flight, high-performance drones. For example, the NYSE requires newly listed companies to have 1.1 million publicly held shares held by a minimum of 2,200 shareholders with a collectivemarket value of at least $100 million. The drone business is technically impressive but financially break-even or money-losing. We do not endorse any third parties referenced within the article. Uplistings, explained (+ examples of uplisted stocks), Open to the Public Investing, Inc. IPOs - Latest & Upcoming IPOs - Taking a Company Public | Nasdaq IPO Calendar Upcoming Events Dividends (253) Earnings (468) Economic (38) IPO Calendar SPO Calendar Stock Splits (23) Latest. If January and February are a sign of things to come in 2021, traders and investors are going to make a lot of money this year. I give ALPP a Neutral rating and I remain uninvested for now. 0 One stock that I anticipated would be uplisting based on conversations with management filed an application to uplist to Nasdaq just a I was about to complete this article. In August 2021, IAI appointed Jamie Benoit to lead a corporate transformation of IAI into a provider of Zero Trust technology solutions to commercial and government organizations. The first negative that comes to mind about this company is that it competes against much larger companies, but the financial picture and the technical picture are out of whack with the stock price hitting new lows while the company has a blowout first-half report. CURE Pharmaceutical (OTCQB:CURR) is a drug formulation and delivery technology company researching and manufacturing novel dosage forms. The company reported Q3 2019 income grew to over C$1.2 million compared to a C$132,368 loss in Q2 2019 and year-to-date revenues at C$14.4 million compared to C$1.8 million for full FY 2018. With that in mind, let's look at these seven NYSE-listed penny stocks that look particularly promising: Gerdau (NYSE: GGB) Ion Geophysical Corp. (NYSE: IO) Team Inc. (NYSE: TISI ) Regis Corp.. Discover which stocks are splitting, the ration, and split ex-date. These investments are speculative, involve substantial risks (including illiquidity and loss of principal), and are not FDIC or SIPC insured. My feeling is that this company is a binary proposition: it will either do a lot better, or a lot worse, over the coming year. Even so, the company remained . I'll save that one for last in my list of uplisting stocks found from digging through S-1 SEC filings. Being able to list and trade on an exchange gives companies exposure and visibility in the market. Companies listing on the Nasdaq Stock Market can complete the entire application process electronically. JSI uses funds from your Treasury Account to purchase T-bills in increments of $100 par value (the T-bills value at maturity). Copyright 2023 Public Holdings, Inc. All Rights Reserved. Focus Universal (FCUV) developed a smart instrumentation solution named the "Uviquitor" that the company claims can be used as a universal controller and or measuring instrument through a cell phone that will replace numerous wired and non-wired instruments and controllers at a fraction of the price. Newgioco Group (NWGI) is an international sports gambling and casino company based in Canada. The OTC markets are not an exchange, but rather a broker-dealer network that allows people to trade stocks directly. The synergies between the two companies are obvious. One important set of customers for QCA is electric vehicle companies. I tend to think the current market is very forgiving and will give ALPP a lot of space, so if I had to guess, my bet would be on the positive side of this binary choice. Zara, H&M and other companies pioneered it. Private. Rachel Curry is Pennsylvania-based content writer and journalist talking all things finance. They offer more items at a cheaper price. Alpine 4 Technologies is a social media darling, and has seen an enormous increase in the stock price over the last two months. I rate NWGI as a pass for now, due to the lack of revenue growth, the lack of profitability and the large debt position, but will put this stock on my watchlist to monitor its U.S. expansion. Finally, two recent acquisitions in the drone space are starting to create synergies between the subsidiaries of the company. Preclinical studies have also demonstrated Bryostatin's regenerative mechanisms of action for the rare disease, Fragile X syndrome, and for other neurodegenerative disorders such as multiple sclerosis, stroke, and traumatic brain injury. Cryptocurrency execution and custody services are provided by Apex Crypto LLC (NMLS ID 1828849) through a software licensing agreement between Apex Crypto LLC and Public Crypto LLC. Minimum stock price (NYSE and Nasdaq delist any stocks that fall below $1 for 30 consecutive days), Corporate governance standards (NYSE and Nasdaq require an Independent Compensation Committee, for example), Listing fees (companies must pay anywhere from $125,000$295,000 to list, plus annual and additional share fees). Delisting is the removal of a security from a stock exchange. Naturally, a U.S. registration is a significant milestone for the company, CEO Adrian Montgomery said. These two acquisitions together position ALPP well in the drone industry. Seeking Alpha's Disclosure: Past performance is no guarantee of future results. Most of us are aware of the fast fashion trend. Relatively few companies voluntarily jump from one exchange to another. 2021. For a complete explanation of conditions, restrictions and limitations associated with fractional shares, see our Fractional Share Disclosure to learn more. Otherwise, the transition could be a flop. Build and diversify your portfolio with all the major crypto. In previous articles, I provided evidence that there was a good possibility of gaining a return exceeding 100% within six months in stocks that are in the uplisting process. The new ETFs mandate includes drones, and it is reasonable to hope they will invest in ALPP. Alternative assets, as the term is used at Public, are equity securities that have been issued pursuant to Regulation A of the Securities Act of 1933 (as amended) (Regulation A). To ensure this doesnt happen in the future, please enable Javascript and cookies in your browser. The company and its stock must meet listing requirements for its price per share, total value, corporate profits, daily or monthly trading volume, revenues, and SEC reporting requirements. You can learn more about the standards we follow in producing accurate, unbiased content in our. That's why it's also referred to as off-exchange trading. Such statements involve risks and uncertainties which could cause actual results to vary materially from those expressed in the forward-looking statements. I'll save that one for last in my list of uplisting stocks found from digging through S-1 SEC filings. No offer to buy securities can be accepted, and no part of the purchase price can be received, until an offering statement filed with the SEC has been qualified by the SEC. When a stock gets delisted from a major US exchangenamely the NYSE or Nasdaqthe news tends to fade. Actual results and the timing of certain events and circumstances may differ materially from those described by the forward-looking statements as a result of these risks and uncertainties. Companies listing on our Nordic market can currently complete the following forms electronically: Users can also make symbol reservation requests, submit logo forms and update their prospectus online. I put this stock on my due diligence list for further review. No money or other consideration is being solicited and, if sent in response, will not be accepted. Over-the-counter (OTC) securities are those that are not listed on an exchange like the New York Stock Exchange (NYSE) or Nasdaq. I explain the differences between these trading platforms in this article. Over-the-Counter (OTC) trades for securities are transacted via a dealer network as opposed to on a centralized exchange such as NYSE. What I dont see happening is ALPP noodling along at its current level. Roundhill Investments CEO Will Hershey told Benzinga in December that Enthusiast Gaming was planning to uplist, which could be a catalyst for shares. They are inherently uncertain, and investors must recognize that events could turn out to be significantly different from our expectations. While we are very much a global company, the U.S. remains our most prominent source of audience and revenue. Updated data for US Treasury yield curve. Shares are up over 580% in the last year. Finally, Cathie Woods ARK funds are standing up a space-focused ETF (ARKX). Additional factors that may influence or cause actual results to differ materially from expected or desired results may include, without limitation, the Company's inability to obtain adequate financing, the significant length of time associated with drug development and related insufficient cash flows and resulting illiquidity, the Company's patent portfolio, the Company's inability to expand its business, significant government regulation of pharmaceuticals and the healthcare industry, lack of product diversification, availability of the Company's raw materials, existing or increased competition, stock volatility and illiquidity, and the Company's failure to implement its business plans or strategies. On Nov. 9, Hertz uplisted its stock to the Nasdaq under the ticker "HTZ." HTZ stock is likely to remain volatile as it settles into its new exchange. The Companys solutions are environmentally-friendly, efficient and highly reliable, and enable dramatic reductions in overspray, savings in raw material, water and energy usage and provide improved process repeatability, transfer efficiency, high uniformity and reduced emissions. The stock has since evened out and the company has yet to give an update on its Nasdaq application or its name change to American Battery Technology Company. Buy fractional shares of fine art, collectibles, and more. For example, small-market business owner and operator Alpine 4 Holdings (NASDAQ:ALPP) uplisted from the OTC markets to the Nasdaq in late October 2021. Bear in mind: Just because a stock is on a major exchange doesnt mean its a worthy investment. As of mid-November, the uplisting isnt going as ALPP hopedthe stock has lost nearly half of its value since the event. hbbd```b``kXdL r/0 It consists of predicting the next trend, creating cheap clothes quickly and selling them. -!Xt2ud}(3w";ZJ;:*:@KL-tPTp &i. For example, the NYSE requires newly listed companies to have 1.1 million publicly held shares held by a minimum of 2,200 shareholders with a collective market value of at least $100 million. Get help and support from our award-winning team. Stocks on standard exchanges are known for being less volatile as well as having higher trading activity and liquidity. I am now almost 100% focused on capturing potential in uplisting micro caps despite short-term predicaments. Chip Stapleton is a Series 7 and Series 66 license holder, CFA Level 1 exam holder, and currently holds a Life, Accident, and Health License in Indiana. A Nasdaq staff person will then contact you to follow up on your submission within one or two business days. Over-the-counter securities are not listed on an exchange, but trade through a broker-dealer network. | Source: The Grand Central Sports Bar and Handle 19 in Washington, D.C., have both selected Newgioco's ELYS platform to run their sportsbooks. Duos Tech (DUOT) has a suite of products that use video analytics, machine vision algorithms, neural networking, machine learning, and artificial intelligence that can be applied to various industries. The company acquired AVX Design and Installation in April and plans on utilizing AVX sales staff to sell the Uviquitor. I believe this stock is a binary proposition: much bigger, or much smaller, within a year. Trading on the Nasdaq is expected to begin effective today at the open of the market, June 7th, 2021 under the Company's ticker symbol "SNPX. The company's main product is an automated railcar inspection portal ("RIP") . The value of T-bills fluctuate and investors may receive more or less than their original investments if sold prior to maturity. Please. Securities trade OTC is because they don't meet the financial or listing requirements to list on a market exchange. Companies like to be on standard exchanges to get respect from retail investors so they can view it as a major public company. The OTCBB was a regulated quotation service for OTC securities provided by the Financial Industry Regulatory Authority (FINRA) to its members. I wrote this article myself, and it expresses my own opinions. No recommendation or advice is being given as to whether any investment is suitable for a particular investor. Revenues for 2020 are estimated by management to be $33.5M, although the CEO said that the company could have done ~$44M but for the effect of COVID (CEOs shareholder letter). Expected IPO date is estimated by EDGAR Online based on filing dates and are not official. One analyst is forecasting double-digit growth fueled by the company entering the U.S. market and a. Nasdaq Uplisting: Enthusiast Gaming Holdings Inc (OTC:ENGMF) currently trades in Canada and as an OTC stock in the U.S. Plans to uplist on the Nasdaq were filed Thursday morning. The uplisting to NASDAQ is a . Entering text into the input field will update the search result below, and perhaps in future articles I want to take a look at stocks that have indicated plans to uplist and find new potential explosive gain candidates. I/we have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours. Please. Type a symbol or company name. In previous articles I concentrated on tabulating price movement on uplisting stocks from six months prior to up to six months after the action and divided the stocks into sectors in order to determine if stocks in different sectors had different price movement behavior. Trading of the Company's ordinary shares on Nasdaq is expected to begin on December 22, 2021. Companies that cross-list may also choose to delist their stock from one exchange while remaining on another. starting mid-2021. The company reported that it mined 225 Bitcoin in July and 206 . Past performance is not indicative of future performance. article, one of my holdings just filed an application to uplist. The Bitcoin is valued at $55 million at the time of writing. Financial Industry Regulatory Authority. Sono-Teks growth strategy is focused on leveraging its innovative technologies, proprietary know-how, unique talent and experience, and global reach to further develop microscopic coating technologies that enable better outcomes for its customers products and processes. We also reference original research from other reputable publishers where appropriate. Micro caps that uplist will enjoy greater liquidity and experience greater exposure to analyst coverage and institutional investment. Our analysts are third party authors that include both professional investors and individual investors who may not be licensed or certified by any institute or regulatory body. The above content provided and paid for by Public and is for general informational purposes only. Some uplisted stocks are returning to a major exchange while others are achieving it for the first time. In addition to meeting listing requirements, successful uplistings require a company to earn trust from individual investors and institutional investors (like fund managers). Please ensure that you fully understand the risks involved before trading: Legal Disclosures, Apex Crypto. One could expect this will boost their visibility and investability for institutions. Most people think they are up to date on OTC stocks but the landscape has changed dramatically. . The company obtained a bridge loan in preparation for uplisting to Nasdaq almost two years ago, acquired a drug pipeline a year and a half ago in preparation for uplisting to Nasdaq and filed its S-1 A over a year ago. These include white papers, government data, original reporting, and interviews with industry experts. After a year, the brains behind the drones depart for greener pastures. Some companies choose to move to get the visibility and liquidity provided by a stock exchange. Over-the-counter markets can be used to trade stocks, bonds, currencies, and commodities. 2958 0 obj <> endobj Data & News supplied by www.cloudquote.io Stock quotes supplied by Barchart Quotes delayed at least 20 minutes. Sono-Tek Corporation We store these documents along with your completed form so they are readily accessible for future reference. ", Alan Tuchman M.D., Chief Executive Officer, stated, "I am pleased to announce that Synaptogenix has been approved to begin trading on the Nasdaq. For retail investors, trading an uplisted stock comes with unique risks and opportunities. Alternative Assets purchased on the Public platform are not held in an Open to the Public Investing brokerage account and are self-custodied by the purchaser. After all, many retail investors arent interested in the broker-dealer networks that are the OTC markets, where delisted stocks often go. The seventh makes circuits, more on this one immediately below. Going Public - Listing on First North Growth Market, UPDATED: Board Diversity Matrix Disclosure Requirements and Examples >>, Nasdaqs Board Diversity Rule: What Companies Should Know >>, Board Diversity Matrix Instructions and Templates >>, Nasdaq Publishes Notice on Regulatory Considerations for Small Capitalization IPOs >>, Advancing Boardroom Diversity: A Guide to Resources and Relationships >>, U.S. and Nordic Applications and Forms Preview, Listing Applications, including Listing Agreements, Listing of Additional Shares Notifications, Applications for companies and Certified Advisers on First North, Applications for listing structured products, such as warrants, certificates, exchange traded funds, option rights, Danish funds, coupon bonds and structured bonds, Environmental, Social and Governance Disclosure Forms, Outstanding Amount Change Forms for Fixed Income Instruments, Warrants and Certificates. endstream endobj startxref Founded in 2013, Stock Day is the fastest growing media outlet for Nano-Cap and Micro-Cap companies. 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